/ Transfer Agent


Digital Assets a 2020 Examination Priority for the SEC
/ Blockchain

Digital Assets a 2020 Examination Priority for the SEC

On January 7th, 2020, the U.S. Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) published its examination ...

January 09, 2020
Harbor Becomes First Blockchain Company with Transfer Agent and Broker-Dealer Licenses

Harbor Becomes First Blockchain Company with Transfer Agent and Broker-Dealer Licenses

On October 31st 2019, Harbor announced its receipt of a transfer agent license from the U.S. Securities and Exchange Commission (SEC). The license will enable Harbor to maintain records of stock ...

November 01, 2019
Why it Matters: The SEC’s Approval of Securitize as a Transfer Agent

Why it Matters: The SEC’s Approval of Securitize as a Transfer Agent

Last month, Securitize became an SEC-registered transfer agent. Recently, Brian Farber— General Counsel to Securitize— sat down with the Security Token Academy’s Digital Wrapper for an interview. One ...

September 08, 2019
Securitize is Now an SEC-Registered Transfer Agent, Will Record Transfers for Free

Securitize is Now an SEC-Registered Transfer Agent, Will Record Transfers for Free

Securitize recently announced their success in becoming a U.S. Securities and Exchange Commission (SEC) registered transfer agent. The approval enables the firm to legally track the ownership changes ...

August 22, 2019

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