/ Compliance


SMCI Soars After Firm Meets Compliance and Avoids Nasdaq Delisting
/ Market Analysis

SMCI Soars After Firm Meets Compliance and Avoids Nasdaq Delisting

Super Micro Computer Inc. has mitigated delisting risks by complying with Nasdaq's financial filing requirements.

February 26, 2025
Korean Regulators Stand Firm on Timeline to Lift Short-Selling Ban by 2025

Korean Regulators Stand Firm on Timeline to Lift Short-Selling Ban by 2025

South Korea's financial watchdog affirmed its commitment to lift the short-selling ban in March, despite market concerns.

December 12, 2024
US Senators Ask Binance for Financial Statements, User Data

US Senators Ask Binance for Financial Statements, User Data

US senators put pressure on Binance, asking the crypto exchange to respond to a list of questions on its finances, user numbers, and money-laundering controls.

March 02, 2023
TokenSoft Hires SEC and CFTC Veteran Alex Levine as Chief Legal Officer

TokenSoft Hires SEC and CFTC Veteran Alex Levine as Chief Legal Officer

On December 17th 2019, security token platform TokenSoft announced Alex C. Levine as the firm’s new Chief Legal Officer. Levine will bring his legal expertise from the SEC, CFTC, and a number of ...

December 18, 2019
Americans Can Soon Invest in Security Tokens on the Stock Exchange of Seychelles

Americans Can Soon Invest in Security Tokens on the Stock Exchange of Seychelles

MERJ, the official stock exchange fo the Republic of Seychelles, will soon be opening its doors to accredited American investors. The exchange is making this possible through a new agreement with US ...

September 09, 2019

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