/ Broker-Dealers
Bruce Fenton Launches Digital Asset Broker-Dealer Watchdog Capital
Announced October 31st 2019, long-time Bitcoin advocate and securities expert Bruce Fenton has launched Watchdog Capital. As an SEC-registered broker-dealer ...
November 01, 2019
Harbor Receives Broker-Dealer License from FINRA
As of September 27th 2019, Harbor Square Investments— a subsidiary of security token platform Harbor— is a licensed broker-dealer. The license was granted by the Financial Industry Regulatory ...
September 28, 2019
Gemini Set to Apply for FINRA Broker-Dealer License to Facilitate Security Token Trading
As of early July 2019, Gemini is set to apply for a broker-dealer license. The exchange has already had involvement in the security token industry, and is now taking a step towards facilitating the ...
July 04, 2019
Vanbex Partners with Broker-Dealer Entoro to Enter Security Token Market
The Vanbex Group has partnered with broker-dealer Entoro to break into the security token market. Acquiring or working with a registered broker-dealer has become strategically important in the young ...
March 28, 2019
Circle’s Acquisition of SeedInvest Gets Green Light from FINRA
As of March 4th 2019, FINRA has officially approved Circle’s purchase of registered broker-dealer SeedInvest. As one of the United States’ largest crowdfunding platforms, SeedInvest will be utilized ...
March 07, 2019More from The Tokenist / Broker-Dealers
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